What We Do

Westlake Wealth Management brings comprehensive financial services to residents of Roanoke, Texas and surrounding communities.  Specializing in comprehensive portfolio management, financial planning, asset management, and retirement plan consulting - our team of credentialed professionals is well equipped to help you establish, secure, and grow your wealth.  

We invite you to explore our services below and schedule a time for a complimentary financial consultation to see how we can add value to your wealth planning goals.


Comprehensive Portfolio Management

As part of our Comprehensive Portfolio Management service, you will be provided asset management and financial planning or consulting services.  This service is designed to help you exceed your financial goals by finding out what is most important to YOU.  Our team conducts meetings to gain a complete understanding of your current financial situation, existing resources, financial goals, and tolerance for risk. 

Services included in our Comprehensive Portfolio Management Service

  • Analysis of risk exposure and asset allocation of current investment assets.
  • Propose asset allocation and risk-adjusted portfolio based on your individual situation
  • Portfolios are continuously and regularly monitored, and if necessary, rebalanced based upon your individual needs, stated goals, and objectives
  • Budgeting and cost saving analysis
  • Insurance review and proposal of appropriate coverage. This includes helping our clients shop for cost savings through our network of providers and brokers. 
  • Tax based financial planning and proposal of beneficial tax strategies
  • Cash flow and income analysis of current retirement assets for retirees in the distribution phase
  • Much more...

For more information, please contact our office.


Financial Planning & Consulting 

Our firm provides a variety of standalone financial planning and consulting services to clients for the management of financial resources based upon an analysis of current situation, goals, and objectives. Financial planning services will typically involve preparing a financial plan or rendering a financial consultation for clients based on the client’s financial goals and objectives. This planning or consulting may encompass Investment Planning, Retirement Planning, Estate Planning, Charitable Planning, Education Planning, Corporate and Personal Tax Planning, Cost Segregation Study, Corporate Structure, Real Estate Analysis, Mortgage/Debt Analysis, Insurance Analysis, Lines of Credit Evaluation, or Business and Personal Financial Planning.

Written financial plans or financial consultations rendered to clients usually include general recommendations for a course of activity or specific actions to be taken by the clients. Implementation of the recommendations will be at the discretion of the client. Our firm provides clients with a summary of their financial situation, and observations for financial planning engagements. Financial consultations are not typically accompanied by a written summary of observations and recommendations, as the process is less formal than the planning service. Assuming that all the information and documents requested from the client are provided promptly, plans or consultations are typically completed within 6 months of the client signing a contract with our firm. 

 

Asset Management

As part of our Asset Management service, a portfolio is created, consisting of individual stocks, bonds, exchange traded funds (“ETFs”), options, mutual funds and other public and private securities or investments. The client’s individual investment strategy is tailored to their specific needs and may include some or all of the previously mentioned securities. Portfolios will be designed to meet a particular investment goal, determined to be suitable to the client’s circumstances. Once the appropriate portfolio has been determined, portfolios are continuously and regularly monitored, and if necessary, rebalanced based upon the client’s individual needs, stated goals and objectives.

 

Retirement Plan Consulting

Our firm provides retirement plan consulting services to employer plan sponsors on an ongoing basis. Generally, such consulting services consist of assisting employer plan sponsors in establishing, monitoring and reviewing their company's participant-directed retirement plan. As the needs of the plan sponsor dictate, areas of advising could include: investment options, plan structure and participant education. Retirement Plan Consulting services typically include: 

  • Establishing an Investment Policy Statement – Our firm will assist in the development of a statement that summarizes the investment goals and objectives along with the broad strategies to be employed to meet the objectives.
  • Investment Options – Our firm will work with the Plan Sponsor to evaluate existing investment options and make recommendations for appropriate changes.
  • Asset Allocation and Portfolio Construction – Our firm will develop strategic asset allocation models to aid Participants in developing strategies to meet their investment objectives, time horizon, financial situation and tolerance for risk.
  • Investment Monitoring – Our firm will monitor the performance of the investments and notify the client in the event of over/underperformance and in times of market volatility.